Compliance Analyst II - Dallas, Texas United States - 40055

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Job #: 40055
Title: Compliance Analyst II
Job Location: Dallas, Texas - United States
Remote Job: Unknown
Employment Type:
Salary: contact recruiter for details
Other Compensation: $2500 Annual Bonus
Employer Will Recruit From: Local
Relocation Paid?: NO


Reports directly to the SVP, Compliance

Highly entrepreneurial - no micromanagment, must make decisions and stand on their own two feet

Excellent salary and benefit package


Our Client is a Dallas?based provider of a wide range of life insurance, annuity, Medicare supplement, and supplemental health products used to build and preserve the financial security of their policyholders.

The Position: Compliance Analyst II

Position Description (Primary):

Our Client is seeking a talented Compliance Analyst II to assist their Senior Vice President of Compliance and Secretary in several key areas:

  • Day?to?day collaboration with and coaching of junior staff on routine matters where they have primary responsibility
  • Start to finish SERFF filings (form, rate, informational, other
  • stakeholders, coordinating responses and responding to objections, revising forms, gathering and completing supporting documents, and overall tracking of projects;
  • Complaints (consumer, regulatory, other)
  • Investigations (regulatory and internal);
  • Advertising system,
  • Day?to?day management of regulatory exams;
  • Product administration (new product rollout, forms creation and updating, maintaining product catalog);
  • Contract administration (in-force and claim issues)


Basic Qualifications:

  • 5+ years of legal or compliance experience in the insurance industry
  • Advanced knowledge and interest in the life insurance industry
  • Demonstratable ability to monitor, understand, and apply laws, statutes, and regulations through ability to use Westlaw and internet for legal and regulatory research
  • Working knowledge of insurance product administration systems
  • Working knowledge of other state?based regulatory based systems
  • Insurance?related industry designations

High School/Secondary School