Our client a large international organization involved us to search for a Senior Internal Auditor with solid Financial Services experience for their New York offices.
Responsibilities
Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices for the financial services practice
Develop audit programs, working papers, and internal audit reports
Assist in preparing risk assessments and annual audit plans for financial services clients
Work on project teams focused on advisory projects and assist engagement management to successfully complete engagement objectives
Identify and communicate findings to senior management and client personnel
Understand firm service offerings and mentor associates, interns, and new hires
Qualifications
Three years of experience performing internal or external audits for a consulting or financial services firm with demonstrated leadership skills and experience with auditing tools
One year of experience with key asset management business processes including portfolio management, trading, settlement, valuation, and other middle and back office operations
Bachelor’s degree from an accredited college/university in an appropriate field; CPA, CIA or CISA preferred
Working knowledge of business processes, financial instruments, and derivative products and an understanding of associated risks and controls in the investment banking and broker dealer industries including front, middle, and back-office capital markets activities
Travel may be up to 80-100%
Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future
JOB DESCRIPTION
Provide high quality, professional day-to-day execution of internal audit engagements and projects in line with firm risk management practices for the financial services practice
Develop audit programs, working papers, and internal audit reports
Assist in preparing risk assessments and annual audit plans for financial services clients
Work on project teams focused on advisory projects and assist engagement management to successfully complete engagement objectives
Identify and communicate findings to senior management and client personnel
Understand firm service offerings and mentor associates, interns, and new hires
QUALIFICATIONS
Three years of experience performing internal or external audits for a consulting or financial services firm with demonstrated leadership skills and experience with auditing tools
One year of experience with key asset management business processes including portfolio management, trading, settlement, valuation, and other middle and back office operations
Bachelor’s degree from an accredited college/university in an appropriate field; CPA, CIA or CISA preferred
Working knowledge of business processes, financial instruments, and derivative products and an understanding of associated risks and controls in the investment banking and broker dealer industries including front, middle, and back-office capital markets activities
Travel may be up to 80-100%
Applicants must be currently authorized to work in the United States without the need for visa sponsorship now or in the future
Education:
University - Bachelor's Degree/3-4 Year Degree
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