Internal Auditor – Financial Services - Charlotte, North Carolina United States - 18815


Job #: 18815
Title: Internal Auditor – Financial Services
Job Location: Charlotte, North Carolina - United States
Employment Type:
Salary: $65,000.00 - $135,000.00 - US Dollars - Yearly
Employer Will Recruit From: Nationwide
Relocation Paid?: Yes


Internal Auditor – Financial Services

The Internal Auditor will aid the Internal Audit Department in organizing, preparation and conducting independent audits of the financial institution activities to determine the adequacy and effectiveness of internal controls and compliance with existing bank policies, procedures and critical regulatory requirements. Overall audit areas include, but are not limited to; Sarbanes-Oxley, financial statements, branch audits, and information technology (IT). 


Internal Auditor

Important Duties & Responsibilities 

  1. Perform;
    1. Sarbanes-Oxley (SOX) audit planning. Review and update narratives, risk matrices, and test matrices as assigned.
    2. Audit tests for SOX processes assigned. Report findings to supervisor, obtain management responses and prepare audit report.
  2. Branch audits as assigned including unannounced on-site visits. Report findings to appropriate parties, attain management responses and prepare audit reports;
  3. Perform employee account reviews as assigned;
  4. Complete departmental and operational audits as assigned;
  5. Participate on internal audit projects or other department projects as assigned.


Education & Experience 

Internal Auditor – Financial Services

  • Obtain 40 hours of continuing education related to audit and specific industry knowledge;
  • The ability to work in a constant state of alertness and in a safe manner;
  • Completes required BSA/AML training and other compliance training as assigned;
  • Broad knowledge of such fields as accounting, marketing, business administration, finance, etc.;
  • Four (4) year college degree;
  • Ten + years related experience and/or training, or equivalent combination of education and experience;
  • Preferred:
    • Certified Public Accountant;
    • Certified Internal Auditor.

University - Bachelor's Degree/3-4 Year Degree


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