Senior Compliance Officer - Memphis, Tennessee United States - 18114


Job #: 18114
Title: Senior Compliance Officer
Job Location: Memphis, Tennessee - United States
Employment Type:
Salary: $85,000.00 - $130,000.00 - US Dollars - Yearly
Employer Will Recruit From: Nationwide
Relocation Paid?: Yes


Senior Compliance Officer

Fully responsible for providing superior regulatory support and guidance to various lines of business and for evaluating, tracking and reporting on the state of regulatory compliance.


Daily tasks, duties and functions:

  • Implementing the second line of defense UDAAP monitoring program, including recommending changes and enhancements to processes where necessary.
  • Performing risk assessments on the assigned programs and products.
  • Assisting in assurance reviews, audits, regulatory examinations and other such other reviews affecting the client.
  • Demonstrating the ability to exercise good judgment in assessing the significance and relevance of identified compliance risks and timely escalation to Compliance Management.
  • Advising the line of business on options and alternative methods of remediating regulatory compliance issues identified through self-assessments, compliance monitoring, Compliance Assurance testing, Internal Audits and regulatory examinations.
  • Serving as a compliance representative and adviser for assigned new business initiatives and special projects.
  • Drafting clear and concise reports of the results of ongoing monitoring and assessment projects and communicating same to Senior Compliance Management and Business Line Management.
  • Developing and managing strong working relationships with the business units.
  • Providing expert regulatory advice, challenge and oversight on potential UDAAP matters.
  • Analyzing and implementing changes and enhancements to the assigned programs based on new and changed regulations, guidance, enforcement actions and industry trends.



  1. MS Office (Word, Excel, Access, PowerPoint, etc.).
  2. Self-starter with the ability to work independently and deliver superior results.
  3. Certified Regulatory Compliance Manager (CRCM) certification or equivalent is preferred but not required.
  4. Bachelor's degree in Business, Finance or equivalent.
  5. 7+ years of Bank audit/regulatory compliance experience in consumer financial services field or a regulatory agency, with a minimum of three (3) years direct experience in UDAAP matters.
  6. Knowledge of the multiple deposit and lending regulations including, but not limited to, those impacting UDAAP (including ECOA/Reg B, SCRA, FCRA, FDCPA, TILA/Reg Z) and industry/"best-practice" approaches.

University - Bachelor's Degree/3-4 Year Degree


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